Our Policies

Data protection and confidentiality policy

As a childcare provider we are a data controller under the Data Protection Act 2018 and General Data Protection Regulation (GDPR) 2016. We hold and process personal information from third parties supplied in accordance with these Acts.

We may use employee’s details, parents’ / carers’ and children’s personal information to provide our childcare services, to meet our statutory obligations as a childcare provider and an employer and to contact them. Where personal data of third parties is provided by parents/carers and employees, we will assume that they have obtained the required authority to supply this information to us unless you tell us otherwise.

We will not transfer or otherwise disclose to third parties your personal data or personal data of others you have provided to us except:

  • where permitted to do so for the purpose of exercising our regulatory functions, or
  • where permitted or required by law to assist other agencies to exercise their statutory functions, or
  • where you have agreed to the disclosure.

(Please also see our Safeguarding Children and Child Protection Policy.)

We are registered with the Information Commissioner’s Office (ICO) for Data Protection.

We are aware of our responsibilities under the Data Protection Act 2018, GDPR 2016 and the Freedom of Information Act 2000 regarding the collection, storage, and destruction of personal data.

Under these Regulations and Acts, personal data must be:

  • obtained and processed fairly and lawfully,
  • obtained for a specified and lawful purpose and not processed in any manner incompatible with that purpose,
  • accurate and kept up to date
  • adequate, relevant, and not excessive for that purpose, not kept for longer than is necessary,
  • processed in accordance with the data subject's rights,
  • kept safe from unauthorised access, accidental loss, or destruction,
  • not be transferred to a country outside the European Economic Area, unless that country has equivalent levels of protection for personal data.

Under these Regulations and Acts employees, parents, children, visitors, and other members of the public have the right to:

  • know what information we hold and process about them and why,
  • know how to gain access to it,
  • know how to keep it up to date,
  • know what we are doing to comply with its obligations under these Acts.

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Personal Information

Personal Information is defined as any details relating to a living, identifiable individual. Within our childcare setting this relates to employees, children and their families, professional visitors, and some members of the public e.g. job applicants. The information collected must be for the legitimate business of our childcare setting. In general, the individual concerned must agree that they understand and give permission for the declared processing to take place – although legislation will take precedence.

We need to ensure that the information gained from each individual is kept securely and to the appropriate level of confidentiality.

The personal information (personal identifiers) collected regarding a child and their family using our setting could include:

  • Child’s and parents’/carers’ names,
  • Child’s date of birth,
  • Address(es) of child and parents/carers,
  • Email address(es) of parents/carers,
  • Details of parental responsibility,
  • Parents’/carers’ contact details,
  • Emergency contact details,
  • Doctor’s name and contact details,
  • Any medical details,
  • Any special educational needs and disabilities,
  • Allergies,
  • National insurance number (for funding claims),
  • Observations of children’s progress, assessments, individual planning and progress summaries (Learning Journeys),
  • Children’s information from other settings and / or other outside professionals,
  • Photographs,
  • Attendance register, contracts and fees,
  • Accidents, incidents and medication records,
  • Child protection information,
  • Ethnic group,
  • Any other relevant information.

The personal information collected regarding employees could include:

  • Their name,
  • Address,
  • Email address,
  • Telephone numbers-including those of emergency contacts,
  • Date of birth,
  • Medical information,
  • National Insurance number,
  • Suitability checks, including references and DBS number and date of certificate,
  • Records of ongoing suitability, including declaration of disqualification and disqualification by association
  • Health declaration,
  • Photographs,
  • Appraisals,
  • Disciplinary proceedings,
  • Contracts and salary information,
  • Bank account details,
  • Any other relevant information.

It is the responsibility of parents/carers and employees to ensure that they have the permission of their emergency contacts to pass us their contact details. They must also ensure the emergency contact is aware that we will store their contact details as detailed in this policy.

We store personal information to comply with the EYFS 2017, the Childcare (General Childcare Register) Regulations 2008, the Childcare Act 2006 and the requirements of our childcare registration to deliver services to families and to employ suitable people for my setting. It is also to meet the requirements of being an employer (e.g. HMRC, Pensions Regulator)

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Keeping Information Up-to-Date

Parents / carers are responsible for checking that any information that they provide to us in connection with their child(ren)’s care is accurate and up to date.

This includes changes in their own and their child’s personal information.

Employees are responsible for checking that any information that they provide to me in connection with their employment is accurate and up to date.

We will regularly ask parents/carers and employees to check their records, but it is their responsibility to inform us of any changes as soon as is reasonably practicable.

If there are changes in the suitability of staff to work with children (including changes in suitability by association), they must inform me immediately.

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Processing of Personal Information

We are responsible for ensuring that:

  • All personal information is kept securely,
  • Personal information is not disclosed either orally or in writing or otherwise to any unauthorised third party.

Staff should note that unauthorised disclosure will usually be a disciplinary matter and may be considered gross misconduct in some cases.

Personal information that is recorded on paper will be:

  • kept in a locked filing cabinet or in a locked cupboard

Personal information that is computerised will be:

  • password protected and / or
  • kept on a storage device which is itself kept securely and / or
  • stored, using password protection, on the ‘cloud’ we use
  • passwords are changed every 3 months
  • in the case of on-line learning journals, stored on Blossom, which is password and PIN protected and encrypted.

Our premises are secure and we use a visitor book to record visitors, who are never left unattended.

It is occasionally necessary for us to take personal information off the premises – for example to attend a meeting with another setting that that child attends or to attend a meeting with another professional that is working with a child. This information may include documents that include the child’s name, address, date of birth, learning and development records, reports from other professionals, and personal information and contact details of parents/carers. Information will be transported securely and will not be left in any vehicle. There may be occasions when a staff member may attend the meeting – if they are unable to return any documents to my setting on the same day, they will keep the documents securely until they return the following day.

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Paper Data Processing

Personal identifiers could be included in the following paper data:

  • Children’s learning and development information
  • Attendance register
  • Parent-childcare contracts
  • Child record forms
  • Permission forms
  • Accident, incident, and medication records
  • Safeguarding records
  • Emergency contact information
  • Local Authority Funding forms (see below)
  • Photographs
  • Documents for HMRC including invoices
  • Staff recruitment, employment and disciplinary records

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Local Authority Funding Forms

Parents who are eligible to claim 15 or 30 hours early education funding are required to complete Local Authority parent declaration forms. These forms include identifiers such as parents’ / carers’ names and National Insurance numbers and the child’s personal details and characteristics such as ethnic group.

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Computerised Data Processing

We use a computer and mobile phone for business purposes. Computer and mobile phone security includes regularly updated antivirus software and secure password protection (regularly changed). Personal identifiers could be included in the following data that I may hold in computerised form:

  • Children’s learning and development information
  • Attendance register
  • Parent-childcare contracts
  • Child record forms
  • Permission forms
  • Accident, incident and medication records
  • Safeguarding records
  • Emergency contact information
  • Local Authority Funding forms (see above)
  • Photographs
  • Documents for HMRC including invoices
  • Staff recruitment, employment and disciplinary records

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Email including newsletters and invoices.

We use google to process emails and my email provider is Gmail. We keep a copy of parent/carer and staff email addresses on my computer and mobile phone to allow me to process emails quickly.

Sensitive data sent to (or from) Ofsted by email will always be sent securely using Egress Switch to encrypt the email and any file attachments.

If we need to email sensitive information to a recipient that is unable to receive Egress Switch, we will ensure it is password encrypted and the password shared in a separate email.

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Text Messages and Whatsapp

I use Sky as my mobile phone provider to send and receive text and Whatsapp messages. I keep a copy of parent/carer and staff mobile phone number and those of their emergency contacts in my mobile phone contact list.

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Social Media:

We use Facebook so parents/carers can see what we do in the setting during the day. We also use it to advertise our business. With parental/carers’ permission,

we may put photos of their child(ren) on our Facebook page, but in all cases, children’s faces are always obscured for their own safety, even if permission to show their face has been granted.

Likewise, with their permission, I may also put photos of employees on my Facebook page.

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Online Learning Journals:

With parental/carers’ permission we use Famly to record their child’s learning and development records (learning journals). This includes identifiers such as parents’/ carers’ names and email addresses, the child’s personal details and photographs of the child.

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‍Conversations

Information of a personal or confidential nature will not be discussed in a public area. We are aware of confidentiality at all times when discussions are taking place and do our upmost to ensure discussions are not overheard by others. Our staff will distance themselves from a conversation if it does not concern them. We will respect the confidential nature of any information inadvertently overheard.

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Sensitive Information

Sensitive information is defined by regulation as that relating to ethnicity, political opinions, religious beliefs, trade union membership, physical or mental health, sex life, criminal proceedings or convictions. The person about whom this data is being kept must give express consent to the processing of such data, except where the data processing is required by law for employment purposes or to protect the vital interests of the person or a third party.

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Photographs and Videos

Photographs and videos are a useful way of recording activities and achievements. We ensure we have parental/carer’s permission before taking photographs / videos of children, which will only be used for appropriate recording purposes. If we use a mobile phone or tablet for taking photos/videos, we will ensure it is password protected. We will obtain permission from parents / carers for all uses of photos / videos. We will obtain written permission from parents/carers if we wish to keep photographs/videos of their child indefinitely for our own personal photo album and/or for a defined number of years for business purposes (e.g. the marketing of our childcare business) after the child has left our setting. Likewise we ensure we have permission of our employees before taking and using their photograph/video.

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Information Sharing

We have an Information Sharing Policy and work to the principles of the seven golden rules to sharing information, which can be found in ‘Information Sharing – Advice for practitioners providing safeguarding services to children, young people, parents and carers’ (2018) (copy available if required). Ofsted may request to see our records at any time.

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Retention of Data

We take care to only store personal information that is absolutely necessary. We store data for the period of time required by legislation, our Local Safeguarding Children’s Board or as recommended by the Information and Records Management Society (IRMS). For retention periods please see the Appendix to this policy.

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Disposal of Confidential material

All personal information is disposed of safely when it is no longer needed, following the retention guidelines and statutory requirements.

  • Paper documents are either incinerated or destroyed using a cross-cut shredder.
  • CDs/DVDs are cut
  • Electronic files are deleted when no longer needed / when retention periods have lapsed. My computer ‘recycle bin’ is emptied on a monthly basis.
  • Children's 'work' and learning journeys are given to parents when the child leaves.

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Data Breaches

We take confidentiality and security very seriously. Any incident of data breach will be recorded and reported to those affected and to the ICO: https://ico.org.uk/for-organisations/report-a-breach/

We will carry out a risk assessment to minimise the risk of it occurring again.

Types of data breach include:

  • Fire and flood
  • Unauthorised access
  • Theft / loss
  • Accidental action (e.g. an employee talks about a child to the wrong adult, sending personal data to the incorrect recipient).

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Requesting Details of the Information we Hold Regarding You / Your Child(ren)

Unless there are specific reasons regarding child protection that we have been advised by the Local Safeguarding Children Board, parents/carers will have access to their own records and to those of their child(ren) and have the right to see them at any time.

Likewise, employees have the right to access any personal data that is being kept about them.

If parents/carers or staff wish to see these records, they should discuss this with us.

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Right to Erasure

Parents/carers have the right to ask for personal data held about them and/or their child(ren) to be erased – this is known as ‘right to erasure’. we will conform to such requests unless we have a statutory duty to retain the data. Likewise, employees have the right to erasure.

We will make a decision about erasure on an individual case basis.

Parents/carers or employees should speak to us for more information.

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Complaining to the ICO

If you are concerned about a data breach or the way in which we collect, store or share information, you can contact the Information Commissioner’s Office: 0303 123 1113

‍I expect any information shared regarding our employees to remain confidential if requested.

If you have any concerns regarding this policy, please do discuss them with us.

Originally published:
September 17, 2025
To be reviewed:
September 17, 2027
Policy posted on behalf of:
Angela Jesson, Shine Bright Nursery
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